GO BACK TO BLOG
April 4, 2025

Live Demo: Modern Compliance for Financial Services

Chris Shaw
VP of Technology,
Wealth Management, RegVerse

Manual processes are time-consuming, error-prone, and costly. Join us for a 30-minute live demo webinar, where we’ll show you how our AI-powered compliance automation platform can transform your compliance management. In this session, Chris Shaw on the RegVerse team will walk you through our Fusion1 platform and demonstrate how it lowers risk and cost.

Live Demo on April 17, 2025, 12:00-12:30 pm PT / 3:00-3:30 pm ET

Staying compliant with FINRA and SEC regulations has never been more complex. Wealth management firms must navigate a constantly evolving regulatory landscape and conquer both cybersecurity compliance and regulatory compliance. The challenge? Manual processes are time-consuming, error-prone, and costly. Join us for a 30-minute live demo webinar, where we’ll show you how our AI-powered compliance automation platform can transform your compliance management. In this session, Chris Shaw on the RegVerse team will walk you through our Fusion1 platform and demonstrate how it lowers risk and cost.

What You’ll Learn:

  • The importance of real-time regulatory intelligence and compliance tracking.
  • Comprehensive cybersecurity compliance – discover seamless management of vendor due diligence, ADV-C requirements, and breach notifications.
  • Automated workflows for compliance audits, attestations, code of ethics, and vendor management.
  • The connectivity between data and workflows.
  • Notable time and cost savings.

This is more than a demo—it’s an opportunity to see compliance transformation in action. Whether you’re a compliance officer, risk manager, or financial services executive, you’ll gain practical insights into how our AI-driven compliance automation platform, Fusion1, can keep your firm compliant, secure, and ahead of regulatory shifts. We hope you can join us for this educational event.

Contact RegVerse

Key Terms:  Wealth management, Regulatory Intelligence, Compliance

RegVerse Team